SEC Compliance Alert
In July, the SEC issued an important “Compliance Alert” describing questionable practices it observed during transfer agent examinations. Potential conflicts of interest regarding TAs and their handling of lost securityholders were uncovered. Read More...
STA Newsletter – Oct 2008
Peter Teuten & Keane BRMS featured in article on subject of Data Breach, highlighting legal, regulatory and technological realities that stress the importance for organizations to take proactive approach in managing risk and data breach prevention. Read More...
October 2008, ComputerWorld article “Wall Street meltdown linked to 'outsourcing' of regulation to private code”. Keane’s Peter Teuten comments on IT’s role in the Wall Street collapse, and if opening source code for software might be an answer to better compliance and risk management. .. Read More...
July 8, 2008, Ketan Bhimani joins The Keane Organization Business Risk Management Solutions to lead British and European sales efforts Read More...
June 12, 2008, The Compliance Department, Inc. partners with Keane BRMS and SCORE The Compliance Department, Inc. is latest customer to use SCORE to streamline the compliance process and help financial institutions comply with FINRA regulations and Rule 3012. Read More...
May 2008, Corporate Secretary Magazine “Banking on a Change?” Keane’s Peter Teuten comments on the necessity for “Principles-based” risk management.. Read More...
Ignites, April 17, 2008, Why Funds' Anti-Fraud Vigilance Should Include Vendors They should be monitored as closely as an employee according to Dorothy Flynn, CEO of The Keane Organization, which is difficult in this cost-cutting economy. See why. Read More...
April 3, 2008, Keane Business Risk Management Solutions Launches SCORE 3.3 Enhancements improve supervision of enterprise governance, risk and compliance management Read More...
InfoWorld, October 29, 2007, “The perils of dirty data“ How important is data cleansing and validation? Peter Teuten and Jim Keyser from Keane tell you just how risky it can be when you don't cleanse and validate! Read More...
September 10, 2007, Keane Business Risk Management Solutions Launches SCORE Application Specifically Designed for UK Brokers Web-based, Enterprise Risk Management tool addresses Financial Services Authority requirements for insurance brokers Read More...
August 13, 2007, Keane BRMS Selects OpSource On-Demand to Deliver its Web-based Enterprise Risk Management tools Opsource On-Demand Optimizes Keane SCORE Application Performance, Data Security and Customer Support Read More...
July 18, 2007, Bowood Partners Ltd. selects Keane's SCORE platform to enhance enterprise-wide risk management and compliance efforts SCORE will give more structure to their Risk Assessment process and links with controls to provide live reporting, alerts and measurement Read More...
Risk Management Magazine, July 2007, “ Regulation: It's the Principle of the Thing” Peter Teuten discusses the impact that a move to principles-based regulation would have on a more rules-based US market Read More...
June 21,2007, StockTrans chooses Keane BRMS' SCORE platform to measure, manage and monitor their SAS70 Controls Keane SCORE goes “Beyond Compliance“ to audit, document and prove compliance in real-time Read More...
June 6,2007, Keane Business Risk Management Solutions Launches SCORE 3.1 Latest version improves day-to-day use of web-based Enterprise Risk Management Tool Read More...
Financial World, June 2007, The Cost of Compliance With billions of pounds being spent every year on complying with regulation, Peter Teuten suggests companies need a comprehensive compliance strategy Read More...
May 30, 2007, The Keane Organization Appoints Dorothy J. Flynn as CEO Dorothy Flynn will contribute 25 years of business leadership experience to The Keane Organization's growth initiatives in the compliance and risk management field Read More...
Risk & Insurance, May 2007, Due Diligence Makes the Leap: Silos to ERM The mergers-and-acquisitions market is at historic heights of activity...Enterprise risk management can come to the rescue during the due-diligence process to protect success. By Peter Teuten Read More...
Insurance & Technology, May 2007, Risky Business “Risk never sleeps, so you have to be able to do more than just pick up data in a reactive manner“ says Peter Teuten. Read More...
April 24, 2007, Keane Hosts Symposium on Financial Services Authority's Newest Insurance Regulations at Lloyd's of London Over 50 risk management and compliance officers from the US and UK's leading insurance firms gathered to discuss implementation challenges surrounding the FSA's ARROW II requirements... Read More...
April 11, 2007, FP Marine Risks chooses Keane's SCORE platform to enhance enterprise-wide risk management and compliance efforts SCORE will support collaboration and facilitate data collection company-wide to deliver up-to-the-m inute, auditable reporting to regulators and the FP Marine Board... Read More...
March 2, 2007, Keane BRMS launches fully integrated risk-based capital allocation and audit oversight modules SCORE version 3.0 first to address UK Financial Services Authority's ICAS requirements plus a full audit suite to integrate risk, compliance and internal audit... Read More...
December 18, 2006, Chaucer Holdings Plc selects Keane SCORE to enhance Risk Management and Compliance processes in UK Financial Services arena. Keane's SCORE will give Chaucer a ready-to-use, web-based solution to integrate ... Read More... |